IT Services for Financial Services & Insurance Agencies
Protect client assets, meet regulatory requirements, and keep your practice running without disruption
Financial Data Demands Serious Protection
Your clients trust you with their financial futures. That trust extends to how well you protect their sensitive information and how reliably your systems perform when they need you most.
Between FINRA audits, SEC requirements, cyber insurance mandates, and the constant threat of cybercrime targeting financial data — you need an IT partner who understands what's at stake.
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The Challenges You Face
Financial services firms face unique IT and compliance pressures
Prime Target for Cybercriminals
Client financial data is extremely valuable on the black market. Financial firms are targeted more frequently than almost any other industry.
Regulatory Requirements
FINRA, SEC, and state regulators require documented security controls. Non-compliance can mean fines, sanctions, or worse.
Cyber Insurance Mandates
Cyber liability policies have strict IT requirements. Without proper controls, claims can be denied or coverage dropped.
Client Expectations
Clients expect confidentiality and reliability. A breach or extended outage can destroy years of trust in an instant.
Costly Downtime
System failures during trading hours, tax season, or open enrollment can mean missed opportunities and frustrated clients.
Multi-Location Complexity
Branch offices, remote advisors, and work-from-home staff all need secure, reliable access to your systems.
IT That Meets Your Compliance Standards
We understand the unique requirements of financial services
Regulatory Compliance Support
We help you implement the technical controls required by FINRA, SEC, and state regulators — and document everything for audits.
Cyber Insurance Ready
Our security stack meets the requirements most cyber liability policies demand — MFA, encryption, monitoring, and more.
Encrypted Communications
Protect client communications with secure email, encrypted file sharing, and compliant archiving solutions.
24/7 Monitoring
Threats don't wait for business hours, and neither do we. Around-the-clock monitoring catches issues before they become breaches.
Audit Documentation
We provide the reports, logs, and documentation you need for compliance reviews and regulatory examinations.
Reliable Uptime
Your systems stay running when markets are open and clients need you. Proactive maintenance prevents problems before they happen.
We Support Financial Practices of All Sizes
From solo practitioners to multi-location firms, we provide IT services tailored to financial services:
- Financial advisors and wealth managers
- Insurance agencies
- Accounting and CPA firms
- Mortgage brokers
- Investment firms
- Tax professionals
Whether you're an independent advisor or managing a team, we scale our services to fit your needs.
Compliance Frameworks We Support
We implement the technical controls and provide documentation for audits
FINRA
Financial industry regulatory compliance for broker-dealers and registered representatives
SEC
Securities and Exchange Commission cybersecurity requirements for investment advisers
FTC Safeguards Rule
Required for tax preparers, accountants, and financial advisors handling consumer data
Cyber Insurance
Meet your policy's security requirements to ensure coverage when you need it
Recommended for Financial Services
Most financial services clients choose EliteCare for advanced security, 24/7 monitoring, and compliance documentation.
Ready to Secure Your Practice?
Schedule a free assessment and see how we can help you meet compliance requirements.